Regulatory Compliance Officer
Level 4 Apprenticeship


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Introduction to the course

The Regulatory Compliance Officer Level 4 apprenticeship is designed to equip individuals with the knowledge and insight to ensure compliance in a range of industries. Learners will hone their skills and knowledge in several key areas such as legal regulations, risk assessment, and appropriately and proportionately responding to noncompliant matters to ensure public and environmental protection.


Learner outcomes

Throughout this 18 month apprenticeship, apprentices will learn about how they play a key part in promoting and maintaining compliance in their own organisation and partner organisations through communication and effective leadership.

Learners will develop essential skills in assessing risks as a means to checking and supporting compliance, as well as how to deliver a full service that fits with their organisation’s policies and the law, including how and where legal frameworks and their powers apply to their organisation.

The apprentice will learn about the structure of regulatory frameworks and the important role they play in recognising, analysing, and ensuring compliance within a business environment.


The learner’s progress will be assessed through on-programme learning, followed by an End-Point Assessment at the end of the apprenticeship. Apprentices will need to complete Level 2 English and Mathematics before the End-Point Assessment.


What are the entry requirements?

As with most apprenticeships, the entry requirements are set by the employer.


What’s next?

Upon completing this apprenticeship learners could look to complete one of Babington’s professional courses in Leadership and Management from Level 5 onwards.


Potential job roles

  • Compliance Officer
  • Compliance and Risk Officer
  • Regulatory Affairs Officer

Who is this apprenticeship for?

Whether you’re looking for your first role, or have some experience but want to top up your skills and competencies, then this course is for you. If you’re searching for a role, take a look at our vacancies.

For more information, get in touch with us below, or speak to our advisors on 0333 323 4050

Apprentice or Employer?

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